Ethics 2025

Join us for our annual Ethics webinar featuring Joe McGrath, Associate Professor at the Sutherland School of Law, University College Dublin as he explores the critical intersection of ethics, culture, and governance in today’s brokerage landscape.

Why This Matters to You

In an era of increased regulatory scrutiny and client expectations, understanding ethical frameworks isn’t just about compliance—it’s about building sustainable business practices that protect both your clients and your reputation. This presentation will provide valuable insights that can be immediately applied to your daily operations and long-term strategic planning.

What You’ll Learn

Professor McGrath will canvas a comprehensive range of topics essential for brokers navigating today’s complex ethical environment:

• The Emergence of an Emphasis on Culture Explore how and why organizational culture has become a central focus for regulators and clients alike.
• The Meaning and Significance of Ethics and Culture Unpack these often-discussed but rarely defined concepts and their practical implications for brokers.
• The Root Causes of Ethical Failure Gain insights into what leads organizations astray:
  • Toxic leadership dynamics
  • “Profit at all costs” mentalities
  • Governance weaknesses
  • Poorly conceived goals and incentive structures
  • Group think and fear of dissent within teams
  • Professional blind spots and decision-making biases
  • Gaps in oversight and supervision frameworks
• Governance Antidotes Discover practical solutions to strengthen ethical practices:
  • Effective decision-making frameworks for complex situations
  • Ethical corporate governance structures
  • Approaches to individual accountability
  • Pathways to further professionalization

Real-World Application

The session will conclude with a relevant case study, allowing you to apply the concepts covered to situations you might encounter in your practice.

Meet the Presenter

Joe McGrath is an Associate Professor at the Sutherland School of Law, University College Dublin. With extensive expertise in financial regulation and corporate governance, Professor McGrath brings a wealth of knowledge on ethical frameworks specific to the financial services industry. His research and practical insights have helped numerous organizations develop robust ethical cultures.